General Exchange Act - PDFSEARCH.IO - Document Search Engine

General Exchange Act
Results: 639

#	Item
371	Recommendations of the Investor Advisory Committee Regarding SEC Rulemaking to Lift the Ban on General Solicitation and Advertising in Rule 506 Offerings: Efficiently Balancing Investor Protection, Capital Formation and Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2012-10-15 14:11:51 Investment Financial system SEC filings Regulation D United States securities law Securities Act Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Form D Financial economics United States Securities and Exchange Commission Finance
372	UNOFFICIAL COPY AS OF[removed] 14 REG. SESS. 14 RS SB 99/HCS 1 AN ACT relating to telecommunications. Be it enacted by the General Assembly of the Commonwealth of Kentucky: âSECTION 1. A NEW SECTION OF KRS CHAPTER 27 Add to Reading List Source URL: www.lrc.ky.gov Language: English - Date: 2014-03-13 21:49:04 Communication Incumbent local exchange carrier Telephony Unbundled access Local exchange carrier Federal Communications Commission Interconnection Local loop Electronic engineering Government
373	HELP ACA PRESERVE ACCREDITED ANGEL INVESTING AND MAKE SURE STARTUPS HAVE ACCESS TO CAPITAL Dear ACA Member: As you know, the Securities and Exchange Commission issued final Rule 506 permitting startups to use general so Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2013-08-08 19:22:59 SEC filings United States corporate law United States securities law Private equity Form D Regulation D U.S. Securities and Exchange Commission Angel investor Sarbanes–Oxley Act Financial economics Investment Finance
374	DRAFT EDGAR Filer Manual (Volume I) - General Information (Version 14) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-28 14:28:50 Law Financial accounting Government United States securities law EDGAR Filing Central Index Key Securities Act Notice of electronic filing SEC filings United States Securities and Exchange Commission Finance
375	South Carolina General Assembly 120th Session, [removed]S[removed]STATUS INFORMATION Add to Reading List Source URL: www.scstatehouse.gov Language: English - Date: 2014-04-04 11:40:49 Healthcare in the United States Financial institutions Health Patient Protection and Affordable Care Act Financial economics Health insurance exchange Politics Medicaid Health insurance Healthcare reform in the United States Federal assistance in the United States Presidency of Lyndon B. Johnson
376	UNOFFICIAL COPY AS OF[removed] 14 REG. SESS. 14 RS SB 99/SCS 1 AN ACT relating to telecommunications. Be it enacted by the General Assembly of the Commonwealth of Kentucky: âSECTION 1. A NEW SECTION OF KRS CHAPTER 27 Add to Reading List Source URL: www.lrc.ky.gov Language: English - Date: 2014-01-30 19:07:55 Incumbent local exchange carrier Telephony Communication Unbundled access Local exchange carrier Federal Communications Commission Interconnection Local-loop unbundling Local loop Government Electronic engineering
377	Federal Register / Vol. 79, No[removed]Thursday, May 8, [removed]Notices 19(b)(3)(A)(iii) of the Act 20 and Rule 19b–4(f)(6) thereunder.21 Because the proposed rule change does not: (i) Significantly affect the protection Add to Reading List Source URL: www.c2exchange.com Language: English - Date: 2014-05-08 09:12:53 Financial system Finance Financial markets 73rd United States Congress Stock market Securities Exchange Act Security General Securities Representative Exam Securities regulation in the United States United States securities law Financial economics United States Securities and Exchange Commission
378	FORM 211 General Instructions Complete this form to initiate or resume quotations in a quotation medium, as defined in Rule 15c211(e)(i) under the Securities Exchange Act of[removed]Act) including, but not limited to, Add to Reading List Source URL: www.otcmarkets.com Language: English - Date: 2014-07-10 16:35:39 United States Securities and Exchange Commission Stock market Financial economics Finance Investment Securities Act Securities Exchange Act Security U.S. Securities and Exchange Commission SEC filings United States securities law 73rd United States Congress
379	TESTIMONY OF MARK P. WETJEN ACTING CHAIRMAN, COMMODITY FUTURES TRADING COMMISSION BEFORE THE U.S. SENATE APPROPRIATIONS SUBCOMMITTEE ON FINANCIAL SERVICES AND GENERAL GOVERNMENT WASHINGTON, DC Add to Reading List Source URL: www.appropriations.senate.gov Language: English - Date: 2014-05-14 13:02:21 Late-2000s financial crisis Financial system Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Derivative Futures exchange Commodity Futures Modernization Act Financial economics Commodity Futures Trading Commission Finance
380	CLIENT ADV. - SEC Proposes Rules Lifting Ban on General Solicitation (B1478402).DOCX Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2012-11-06 20:04:33 United States Securities and Exchange Commission United States securities law Stock market SEC filings Rule 144A Regulation D Securities Act Qualified institutional buyer Form D Financial economics Finance Investment

UPDATE